AI Governance and Society Journal p-ISSN 3117-6097 and e-ISSN 3117-6100
type: channel
description: Journal Insights Editor-In-Chief: Dr. Sergey Garchenko Title proper: AI Governance and Society Journal e-ISSN: 3117-6100 p-ISSN: 3117-6097 Subject: Science and knowledge in general. Organization of intellectual work. Publisher: GalaxiaUniverse Dates of publication: 2024 Frequency: Quarterly Language: English Country: Netherlands Medium: Electronic Version Open Access: Yes Licensing: CC BY-NC-ND license Title DOI of the Journal: https://doi.org/ ORCiD ID: https://orcid.org/ Contact: editor@galaxiauniverse.com Important Tools: English Grammar Checker Plagiarism Checking Proofreading Publishing Timeline: |Time to First Decision: 1 Month| Time to Final Decision: 2 Months| Publication Time: 2 Months| Acceptance Rate: 38% The journal "AI Governance and Society" focuses on the social, ethical, legal, and policy implications of artificial intelligence technologies and their governance. Journal Summary: p]:pt-0 [&>p]:mb-2 [&>p]:my-0" style="box-sizing: border-box; scrollbar-color: initial; scrollbar-width: initial; --tw-border-spacing-x: 0; --tw-border-spacing-y: 0; --tw-translate-x: 0; --tw-translate-y: 0; --tw-rotate: 0; --tw-skew-x: 0; --tw-skew-y: 0; --tw-scale-x: 1; --tw-scale-y: 1; --tw-scroll-snap-strictness: proximity; --tw-ring-offset-width: 0px; --tw-ring-offset-color: #fff; --tw-ring-color: rgb(59 130 246 / .5); --tw-ring-offset-shadow: 0 0 #0000; --tw-ring-shadow: 0 0 #0000; --tw-shadow: 0 0 #0000; --tw-shadow-colored: 0 0 #0000; margin-top: 0px; margin-bottom: 0px; padding-inline-start: 0.375em; padding-top: 0px; padding-bottom: 0px; border: 0px solid oklch(var(--foreground-subtler-color));"> It explores how AI impacts society, including areas such as ethics, philosophy, economics, sociology, psychology, law, history, and politics. p]:pt-0 [&>p]:mb-2 [&>p]:my-0" style="box-sizing: border-box; scrollbar-color: initial; scrollbar-width: initial; --tw-border-spacing-x: 0; --tw-border-spacing-y: 0; --tw-translate-x: 0; --tw-translate-y: 0; --tw-rotate: 0; --tw-skew-…
publisher: GalaxiaUniverse
language: en
publication name: AI Governance and Society Journal p-ISSN 3117-6097 and e-ISSN 3117-6100
issn: 3117-6097
items: System-Level Design Principles for Trustworthy Artificial Intelligence
items: Computational Methods for Measuring Social Impact of Responsible AI
items: Policy-Aware Computing Models for Ethical AI Compliance
items: Benchmarking Frameworks for Trustworthy and Responsible AI Systems
items: Ethical Performance Metrics for Responsible AI Evaluation
items: Secure and Ethical Data Lifecycle Management in AI Systems
items: Responsible Data Collection Strategies for Machine Learning Applications
items: Consent-Aware Data Processing Frameworks for Ethical AI Systems
items: Privacy-Preserving Learning Techniques for Responsible AI
items: Ethical Data Governance Models for AI Training Pipelines
items: User Trust Modeling in Responsible AI Systems
items: Adaptive AI Systems with Continuous Human Oversight
items: Collaborative Human-AI Decision Frameworks for Responsible Outcomes
items: Human-Centered Computing Models for Ethical AI Interaction
items: Human-in-the-Loop Architectures for Responsible AI Governance
items: Ethical Risk Assessment Models for AI-Based Decision Platforms
items: Computational Approaches to Detect and Mitigate Algorithmic Bias
items: Accountability Mechanisms in Automated Decision Systems
items: Bias Auditing Frameworks for Machine Learning Pipelines
items: Fairness-Aware Learning Algorithms for Responsible Decision Making
items: Human-Understandable Representations for Complex AI Decisions
items: Explainability-Driven Debugging of Ethical Failures in AI Systems
items: Model Transparency Metrics for Responsible AI Evaluation
items: Interpretable Machine Learning Frameworks for Ethical AI Deployment
items: Explainable Deep Learning Models for High-Stakes Decision Systems
items: Computational Architectures for Responsible Autonomous Systems
items: Embedding Ethical Constraints into End-to-End AI Pipelines
items: Ethics-Aware Software Engineering Frameworks for AI Applications
items: Responsible-by-Design Architectures for Large-Scale AI Systems

System-Level Design Principles for Trustworthy Artificial Intelligence
type: item
description: Trustworthy artificial intelligence (TAI) demands that AI systems satisfy a constellation of system-level properties -- safety, reliability, fairness, transparency, privacy, and human oversight -- in a coherent, verifiable, and maintainable manner across their operational lifetime. This paper derives and empirically validates twelve System-Level Design Principles (SLDPs) for TAI, organised under four architectural layers: data, model, integration, and governance. The SLDPs are evaluated through a cross-sectional expert assessment involving 42 AI system architects from nine countries and a longitudinal deployment study tracking 16 AI systems across healthcare, autonomous systems, and financial services domains over 18 months. Expert consensus confirms strong agreement on principle importance (mean Kendall W = 0.81, p < 0.001). Longitudinal analysis demonstrates that systems implementing eight or more SLDPs exhibit a 47.2% lower rate of trust-critical incidents compared to systems implementing fewer than four (IRR = 0.53, 95% CI: 0.41-0.68, p < 0.001). The study contributes a consolidated SLDP catalogue, a TAI System Maturity Index (TSMI), and practical guidance for operationalising EU AI Act and NIST AI RMF requirements.
subject: Articles
  topic: section
subject: trustworthy AI
  topic: keywords
subject: system design principles
  topic: keywords
subject: AI safety
  topic: keywords
subject: AI governance
  topic: keywords
subject: architectural patterns
  topic: keywords
subject: EU AI Act
  topic: keywords
subject: NIST AI RMF
  topic: keywords
subject: AI system maturity
  topic: keywords
creator: Daniel Costa
creator: Marco Popescu
rights: Copyright (c) 2024 https://creativecommons.org/licenses/by/4.0
date: 2024-09-15
publication date: 2024-09-15
starting page: 1
ending page: 8
doi: 10.5281/

Computational Methods for Measuring Social Impact of Responsible AI
type: item
description: The social impact of AI systems -- the aggregate effect of AI-assisted decisions on the distribution of social opportunities, life outcomes, and fundamental rights across affected populations -- is a central concern of responsible AI governance yet remains poorly operationalised as a measurable, quantitative concept. Existing responsible AI evaluation instruments measure individual-level ethical properties but do not systematically quantify population-level and longitudinal effects of AI deployment on social equity and wellbeing. This paper proposes the Social Impact Measurement Framework for AI (SIMFA), a computational methodology for quantifying the social impact of AI systems across four impact dimensions: distributional equity, opportunity access, outcome trajectory effects, and systemic amplification risk. SIMFA comprises six computational methods drawing on causal inference, longitudinal panel analysis, and systems simulation, each specified with a formal estimand, identification strategy, data requirements, and interpretation guide. The framework is validated through retrospective application to three historical AI deployments with known social impact outcomes, and applied prospectively to three current AI systems to generate Social Impact Assessment (SIA) reports. Retrospective validation demonstrates strong predictive validity: SIMFA impact scores are strongly correlated with independently measured social outcome changes (r = 0.81, p < 0.001). Prospective assessments reveal substantial social impact risk in all three current systems, with systemic amplification risk scores exceeding the critical threshold in two of three systems. The study contributes the SIMFA specification, a validated Social Impact Index (SII), and a Social Impact Assessment reporting standard for responsible AI deployment.
subject: Articles
  topic: section
subject: social impact measurement
  topic: keywords
subject: responsible AI
  topic: keywords
subject: distributional equity
  topic: keywords
subject: causal inference
  topic: keywords
subject: AI social impact assessment
  topic: keywords
subject: systemic amplification
  topic: keywords
subject: longitudinal analysis
  topic: keywords
subject: EU AI Act
  topic: keywords
creator: Lukas Lindberg
rights: Copyright (c) 2025 https://creativecommons.org/licenses/by/4.0
date: 2025-12-18
publication date: 2025-12-18
starting page: 33
ending page: 40
doi: 10.5281/

Policy-Aware Computing Models for Ethical AI Compliance
type: item
description: Policy-aware computing -- the integration of formal policy representations into the computational architecture of AI systems such that compliance with ethical and regulatory obligations is enforced at the system level rather than dependent on human procedural adherence -- provides a promising technical paradigm for automating AI compliance at scale. As the EU AI Act (2024) and GDPR (2016) impose increasingly specific technical obligations on AI systems, the translation of regulatory text into machine-enforceable policy representations is a critical and underexplored engineering challenge. This paper proposes the Policy-Aware AI Compliance (PAAC) framework, a computational architecture for embedding EU AI Act and GDPR policy constraints into AI system operation through three integrated components: a Policy Formalisation Engine (PFE) that translates regulatory obligations into formal constraint specifications; a Runtime Policy Enforcement Layer (RPEL) that evaluates AI system actions against formalised constraints at inference time; and a Policy Compliance Audit System (PCAS) that maintains a cryptographically verified audit trail of all policy evaluations and enforcement decisions. The PAAC framework is evaluated through implementation on four production AI systems spanning healthcare, financial services, public sector, and legal AI domains, and through an expert assessment of 30 AI compliance and policy engineering specialists. Implementation results demonstrate 99.7% policy constraint coverage across 847 formalised EU AI Act and GDPR provisions, sub-100ms enforcement latency at inference, and a 67.4% reduction in compliance incidents over 12 months compared to manual compliance procedures. Expert consensus (Kendall W = 0.76, p < 0.001) confirms strong agreement on PAAC component importance. The study contributes the PAAC specification, a Policy Formalisation Language (PFL) for AI regulatory constraints, and empirical evidence that policy-aware computing substantial…
subject: Articles
  topic: section
subject: policy-aware computing
  topic: keywords
subject: AI compliance
  topic: keywords
subject: regulatory formalisation
  topic: keywords
subject: runtime enforcement
  topic: keywords
subject: EU AI Act
  topic: keywords
subject: GDPR
  topic: keywords
subject: responsible AI
  topic: keywords
subject: compliance automation
  topic: keywords
creator: Elena Muller
rights: Copyright (c) 2025 https://creativecommons.org/licenses/by/4.0
date: 2025-12-22
publication date: 2025-12-22
starting page: 25
ending page: 32
doi: 10.5281/

Benchmarking Frameworks for Trustworthy and Responsible AI Systems
type: item
description: Benchmarking -- the systematic comparison of AI systems against standardised performance criteria using controlled evaluation datasets and protocols -- is a cornerstone of empirical progress in machine learning but has developed almost exclusively around technical accuracy metrics. The responsible AI community has produced a parallel proliferation of ethical evaluation instruments, yet a comprehensive benchmarking framework that integrates technical performance and trustworthiness criteria into a unified, standardised, and regulatorily-aligned evaluation protocol remains absent. This paper proposes the Trustworthy AI Benchmarking Framework (TABF), a structured benchmarking methodology integrating eight trustworthiness dimensions -- accuracy, fairness, transparency, explainability, robustness, privacy, safety, and accountability -- into a unified benchmark protocol with standardised evaluation datasets, scoring procedures, and compliance reporting aligned with the EU AI Act (2024) and NIST AI RMF (2023). TABF is validated through benchmark evaluation of 40 AI systems across five high-stakes domains and through an expert validation study with 38 responsible AI practitioners. TABF evaluation achieves strong inter-evaluator consistency (mean ICC = 0.84) and reveals significant trustworthiness-accuracy trade-offs: systems in the top accuracy quartile achieve a mean trustworthiness score of only 58.3/100 (SD = 11.4), while systems with the highest trustworthiness scores (mean = 79.6, SD = 8.2) accept a mean accuracy reduction of 6.4% relative to unconstrained baselines. The study identifies a Trustworthiness-Accuracy Frontier for each domain and demonstrates that frontier-optimal systems -- those achieving the best trustworthiness at a given accuracy level -- can be systematically identified and promoted through the TABF protocol. The paper contributes the TABF specification, a Trustworthy AI Scorecard (TASC) reporting template, and empirical evidence of the trustworthine…
subject: Articles
  topic: section
subject: AI benchmarking
  topic: keywords
subject: trustworthy AI
  topic: keywords
subject: responsible AI evaluation
  topic: keywords
subject: trustworthiness-accuracy trade-off
  topic: keywords
subject: EU AI Act
  topic: keywords
subject: NIST AI RMF
  topic: keywords
subject: standardised evaluation
  topic: keywords
subject: AI performance
  topic: keywords
creator: Elena Klein
rights: Copyright (c) 2025 https://creativecommons.org/licenses/by/4.0
date: 2025-12-15
publication date: 2025-12-15
starting page: 17
ending page: 24
doi: 10.5281/

Ethical Performance Metrics for Responsible AI Evaluation
type: item
description: The evaluation of AI system performance has historically focused on predictive accuracy metrics -- AUC, F1-score, RMSE -- that measure technical capability without capturing the ethical dimensions of system behaviour that responsible AI governance requires. As AI systems are deployed in high-stakes contexts where fairness, transparency, privacy, and safety are legally mandated properties alongside accuracy, a comprehensive ethical performance metric suite is needed that enables systematic, comparable, and regulatory-aligned evaluation. This paper proposes the Ethical Performance Metric Suite (EPMS), a validated collection of thirty-two quantitative metrics organised under eight ethical performance dimensions: fairness, transparency, explainability, robustness, privacy protection, accountability, safety, and value alignment. Each metric is operationalised with a formal definition, measurement protocol, normative threshold, and EU AI Act / GDPR compliance mapping. The EPMS is validated through a psychometric study with 52 responsible AI evaluators and applied to benchmark evaluation of 36 AI systems across healthcare, finance, criminal justice, and education domains. Psychometric validation confirms strong inter-rater reliability (mean ICC = 0.83, 95% CI: 0.78-0.87) and convergent validity (r = 0.74 with established transparency instruments). Benchmark results reveal substantial cross-domain variation in ethical performance profiles: healthcare AI achieves the highest aggregate EPMS score (mean = 68.4/100, SD = 9.1) while criminal justice AI scores lowest (mean = 41.7/100, SD = 12.4). The EPMS contributes a standardised, psychometrically validated instrument for responsible AI evaluation, a cross-domain ethical performance benchmark, and an EU AI Act conformity assessment tool aligned with Articles 9, 10, 13, and 15.
subject: Articles
  topic: section
subject: ethical performance metrics
  topic: keywords
subject: responsible AI evaluation
  topic: keywords
subject: fairness
  topic: keywords
subject: transparency
  topic: keywords
subject: robustness
  topic: keywords
subject: value alignment
  topic: keywords
subject: EU AI Act
  topic: keywords
subject: AI benchmarking
  topic: keywords
creator: Oscar Novak
rights: Copyright (c) 2025 https://creativecommons.org/licenses/by/4.0
date: 2025-11-28
publication date: 2025-11-28
starting page: 9
ending page: 16
doi: 10.5281/

Secure and Ethical Data Lifecycle Management in AI Systems
type: item
description: Data lifecycle management in AI systems -- encompassing the governance of data from initial acquisition through training, inference, monitoring, and eventual secure disposal -- presents distinct security and ethical challenges at each lifecycle stage. While individual lifecycle stages have received attention in data governance, privacy, and responsible AI research, a comprehensive framework addressing the security and ethical requirements of the full AI data lifecycle remains absent. This paper proposes the Secure and Ethical Data Lifecycle (SEDL) framework, integrating information security management (based on ISO 27001), data protection (GDPR 2016), and responsible AI requirements (EU AI Act 2024) into a unified lifecycle governance model. The SEDL framework specifies thirty governance controls organised across seven lifecycle stages: acquisition, storage and access control, training, inference, monitoring, update and adaptation, and secure disposal. Each control is specified with a formal requirement, threat model, security classification, and regulatory compliance mapping. The framework is evaluated through a security and ethics assessment of twenty AI systems across four industry sectors and through a gap analysis benchmarking current lifecycle management practice against SEDL requirements. Assessment results reveal a mean of 9.3 SEDL control gaps per system (SD = 2.4), with secure disposal (mean controls satisfied = 1.9/5) and monitoring security (mean = 2.4/5) as the weakest lifecycle stages. SEDL-aligned systems demonstrate a 53.7% lower rate of data-related security incidents over 12 months compared to non-aligned systems (IRR = 0.46, p < 0.001). The study contributes the SEDL specification, a Data Lifecycle Security and Ethics (DLSE) maturity model, and an empirical benchmark of AI data lifecycle governance gaps.
subject: Articles
  topic: section
subject: data lifecycle management
  topic: keywords
subject: AI data security
  topic: keywords
subject: secure disposal
  topic: keywords
subject: GDPR
  topic: keywords
subject: ISO 27001
  topic: keywords
subject: EU AI Act
  topic: keywords
subject: responsible AI
  topic: keywords
subject: data governance
  topic: keywords
creator: Clara Jensen
rights: Copyright (c) 2025 https://creativecommons.org/licenses/by/4.0
date: 2025-12-20
publication date: 2025-12-20
starting page: 1
ending page: 8
doi: 10.5281/

Responsible Data Collection Strategies for Machine Learning Applications
type: item
description: Responsible data collection -- the application of ethical, legal, and technical principles to the design, execution, and documentation of data collection activities for machine learning -- is a foundational but frequently underspecified requirement of responsible AI. Data collection decisions made at the earliest stage of the ML pipeline propagate through model training and deployment, making upstream responsible collection the most cost-effective intervention point for preventing downstream ethical failures. Despite this, the responsible AI literature has devoted substantially more attention to post-collection bias mitigation and model fairness than to the principled design of data collection processes. This paper proposes the Responsible Data Collection Framework (RDCF), a structured methodology for planning, executing, and documenting ML data collection that embeds ethical, legal, and quality requirements from the earliest design stage. The RDCF comprises six collection design principles and fifteen collection practice specifications, organised into four phases: collection planning, source and sampling design, collection execution, and collection documentation. The framework is evaluated through application to twenty-two data collection projects across five ML domains and through a survey of 112 ML practitioners assessing current responsible collection practice. Survey results document substantial gaps: only 34.8% of practitioners systematically assess representativeness before collection, 21.4% conduct pre-collection ethics review, and 18.3% maintain collection decision logs. RDCF-aligned projects achieve a 48.6% lower post-collection bias indicator count (p < 0.001) and 91.3% EU AI Act Article 10 documentation completeness compared to 43.7% for non-RDCF projects. The study contributes the RDCF specification, a Collection Responsibility Assessment (CRA) instrument, and the first large-scale empirical benchmark of responsible data collection practice in the ML co…
subject: Articles
  topic: section
subject: responsible data collection
  topic: keywords
subject: machine learning
  topic: keywords
subject: data quality
  topic: keywords
subject: representativeness
  topic: keywords
subject: collection ethics
  topic: keywords
subject: EU AI Act
  topic: keywords
subject: GDPR
  topic: keywords
subject: data governance
  topic: keywords
creator: Clara Ivanov
creator: Isabella Moreau
rights: Copyright (c) 2025 https://creativecommons.org/licenses/by/4.0
date: 2025-09-28
publication date: 2025-09-28
starting page: 50
ending page: 58
doi: 10.5281/

Consent-Aware Data Processing Frameworks for Ethical AI Systems
type: item
description: Consent -- the freely given, specific, informed, and unambiguous indication of agreement to the processing of personal data -- is a foundational legal basis for AI systems that train on or process personal data under the GDPR (2016). Yet consent management in AI contexts presents distinctive technical and architectural challenges that conventional consent management platforms (CMPs) are not designed to address: consent scope must be mapped to specific AI training or inference uses; consent withdrawal must propagate through trained models in the form of machine unlearning or model retraining; consent must be dynamically managed across the full AI data lifecycle including model updates and federated deployments; and consent validity must be continuously verified as AI system purposes evolve. This paper proposes the Consent-Aware AI Processing (CAAP) framework, a technical and governance architecture for managing consent across the full AI data processing lifecycle. CAAP comprises five components: Consent Registry (CR), Purpose-Consent Mapper (PCM), Consent Enforcement Engine (CEE), Machine Unlearning Interface (MUI), and Consent Audit Trail (CAT). The framework is evaluated through a proof-of-concept implementation on two production AI systems -- a clinical risk prediction system and a personalised recommendation engine -- and through an expert assessment involving 28 data protection and AI governance specialists. Expert consensus (Kendall W = 0.78, p < 0.001) confirms strong agreement on CAAP component importance. Proof-of-concept evaluation demonstrates 100% consent enforcement accuracy for the CEE component, sub-200ms consent verification latency at inference, and technically feasible machine unlearning for both linear and neural network model classes. The study contributes the CAAP specification, a Consent Compliance Assessment (CCA) instrument, and practical guidance for GDPR-compliant AI consent architecture design.
subject: Articles
  topic: section
subject: consent management
  topic: keywords
subject: AI data processing
  topic: keywords
subject: GDPR
  topic: keywords
subject: machine unlearning
  topic: keywords
subject: consent enforcement
  topic: keywords
subject: responsible AI
  topic: keywords
subject: data subject rights
  topic: keywords
subject: EU AI Act
  topic: keywords
creator: Eva Novak
creator: Lukas Silva
rights: Copyright (c) 2025 https://creativecommons.org/licenses/by/4.0
date: 2025-09-18
publication date: 2025-09-18
starting page: 42
ending page: 49
doi: 10.5281/

Privacy-Preserving Learning Techniques for Responsible AI
type: item
description: Privacy-preserving machine learning (PPML) -- encompassing techniques that enable AI model training and inference while providing formal guarantees against the disclosure of individual training data -- has emerged as a critical enabler of responsible AI deployment in domains where training data contains sensitive personal information. The EU AI Act (2024) and GDPR (2016) jointly create a regulatory environment in which privacy is not merely a compliance obligation but an architectural design requirement for high-risk AI systems processing personal data. Despite substantial technical advances in differential privacy (DP), federated learning (FL), secure multi-party computation (SMPC), and homomorphic encryption (HE), the practical deployment of PPML in responsible AI systems remains constrained by poorly understood trade-offs among privacy strength, model accuracy, computational overhead, and fairness. This paper presents a systematic comparative evaluation of six PPML techniques across four responsible AI deployment dimensions -- privacy guarantee strength, accuracy-privacy trade-off, computational feasibility, and fairness impact -- applied to three benchmark domains: clinical tabular data, financial time-series data, and medical image classification. Results demonstrate that no single PPML technique dominates across all four dimensions: DP-SGD achieves the strongest privacy guarantees (epsilon = 1.0) but the highest accuracy cost (mean AUC reduction = 5.8%) and the most adverse fairness impact (mean DPD increase = 0.042). Federated learning with secure aggregation achieves strong privacy with moderate accuracy cost (mean AUC reduction = 2.4%) and minimal fairness impact. The paper contributes a domain-stratified PPML evaluation benchmark, a Privacy-Accuracy-Fairness (PAF) trade-off framework for technique selection, and practical guidance for GDPR-compliant and EU AI Act-aligned PPML deployment.
subject: Articles
  topic: section
subject: privacy-preserving machine learning
  topic: keywords
subject: differential privacy
  topic: keywords
subject: federated learning
  topic: keywords
subject: responsible AI
  topic: keywords
subject: privacy-accuracy trade-off
  topic: keywords
subject: fairness
  topic: keywords
subject: GDPR
  topic: keywords
subject: EU AI Act
  topic: keywords
creator: Marco Dubois
creator: Helena Hansen
rights: Copyright (c) 2025 https://creativecommons.org/licenses/by/4.0
date: 2025-09-22
publication date: 2025-09-22
starting page: 34
ending page: 41
doi: 10.5281/

Ethical Data Governance Models for AI Training Pipelines
type: item
description: Data governance for AI training pipelines -- the policies, processes, and technical mechanisms governing the collection, curation, annotation, and use of data to train machine learning models -- is a foundational requirement of responsible AI that has received substantial regulatory attention but limited operational specification. The EU AI Act (2024) Article 10 mandates data governance practices for high-risk AI training data covering quality criteria, representativeness, bias examination, and personal data handling, while the GDPR (2016) imposes independent data protection obligations across the full data lifecycle. This paper proposes the Ethical Data Governance Framework for AI Pipelines (EDGAP), a structured governance model operationalising these regulatory obligations as concrete data governance practices across five pipeline stages: data acquisition, data curation, data annotation, data preprocessing, and data versioning and provenance. EDGAP comprises twenty-two governance practices, each specified with a formal requirement, verification method, regulatory compliance mapping, and risk severity classification. The framework is evaluated through a governance audit of 26 AI training pipelines across six industry sectors and a controlled experiment assessing the data quality improvement achieved by EDGAP adoption in four organisational case studies. EDGAP audits identify a mean of 5.8 governance gaps per pipeline (SD = 1.7), of which 43.1% are classified Critical or High severity. EDGAP adoption in case studies achieves a 52.4% reduction in data quality defects over 90 days (SD = 6.8%) and full Article 10 compliance documentation for all four adopting organisations. The study contributes the EDGAP specification, a Data Governance Maturity Index (DGMI), and an empirical benchmark of data governance gaps across AI sectors.
subject: Articles
  topic: section
subject: ethical data governance
  topic: keywords
subject: AI training pipelines
  topic: keywords
subject: data quality
  topic: keywords
subject: data provenance
  topic: keywords
subject: EU AI Act Article 10
  topic: keywords
subject: GDPR
  topic: keywords
subject: responsible AI
  topic: keywords
subject: data annotation ethics
  topic: keywords
creator: Ivan Petrov
creator: Marta Garcia
rights: Copyright (c) 2025 https://creativecommons.org/licenses/by/4.0
date: 2025-08-15
publication date: 2025-08-15
starting page: 25
ending page: 33
doi: 10.5281/

User Trust Modeling in Responsible AI Systems
type: item
description: User trust in AI systems -- the degree to which users rely on AI outputs, recommendations, or decisions in ways that are appropriate to the system's actual reliability and limitations -- is a central construct in responsible AI design. Miscalibrated trust, whether excessive (overtrust) or insufficient (undertrust), undermines the beneficial outcomes that AI-assisted decision- making seeks to achieve and increases the risk of harmful over-reliance or unjustified rejection of accurate AI guidance. Despite extensive theoretical treatment of AI trust, validated computational models of user trust that can be integrated into responsible AI systems to personalise oversight, explanation, and interaction strategies remain scarce. This paper proposes the Dynamic Trust Calibration Model (DTCM), a Bayesian trust model that continuously estimates individual user trust levels from interaction signals -- decision patterns, override frequency, explanation engagement, and confidence-accuracy alignment -- and uses these estimates to trigger personalised interventions designed to maintain appropriate trust calibration. The DTCM is evaluated through a longitudinal user study involving 168 participants interacting with an AI clinical advisory system over six weeks across three experimental conditions: DTCM-adaptive interventions, static explanation baseline, and no-explanation control. DTCM-adaptive conditions achieve a 36.8% improvement in trust calibration accuracy (SD = 5.4%), a 28.9% reduction in overtrust incidents (SD = 4.7%), and a 31.4% reduction in undertrust incidents (SD = 4.9%) compared to the static baseline. The study contributes the DTCM specification, a Trust Calibration Index (TCI) measurement instrument, and empirical evidence that dynamic trust modelling produces superior responsible AI interaction outcomes compared to static explanation approaches.
subject: Articles
  topic: section
subject: user trust modeling
  topic: keywords
subject: trust calibration
  topic: keywords
subject: responsible AI
  topic: keywords
subject: overtrust
  topic: keywords
subject: undertrust
  topic: keywords
subject: Bayesian trust model
  topic: keywords
subject: human-AI interaction
  topic: keywords
subject: EU AI Act
  topic: keywords
creator: Oscar Nowak
creator: Sofia Schmidt
creator: Amelia Lindberg
rights: Copyright (c) 2025 https://creativecommons.org/licenses/by/4.0
date: 2025-09-30
publication date: 2025-09-30
starting page: 17
ending page: 24
doi: 10.5281/

Adaptive AI Systems with Continuous Human Oversight
type: item
description: Adaptive AI systems -- systems that modify their behaviour, parameters, or objectives in response to new data, user feedback, or environmental changes -- present distinctive challenges for continuous human oversight: the dynamic nature of adaptation means that the system overseen at deployment may differ substantially from the system in operation weeks or months later. Existing human oversight frameworks are designed primarily for static AI models and do not adequately address the oversight requirements of adaptive systems undergoing continuous learning, model updates, or preference adaptation. This paper proposes the Continuous Oversight Architecture for Adaptive AI (COAAI), a system architecture and governance framework designed to maintain effective human oversight across the full adaptation lifecycle of AI systems. COAAI comprises five architectural components: an Adaptation Monitor that detects and characterises model behaviour changes; a Drift Alert System that classifies adaptation events by oversight significance; a Human Review Gateway that routes significant adaptations through human approval before deployment; an Adaptation Audit Trail that maintains a complete and immutable record of all adaptations; and an Oversight Effectiveness Tracker that continuously assesses whether human oversight is maintaining its intended governance function. COAAI is evaluated through deployment on three production adaptive AI systems in healthcare, financial services, and smart infrastructure over a 12-month period. COAAI deployment achieves a 61.3% reduction in unreviewed significant adaptations (SD = 7.4%), a 43.8% reduction in oversight effectiveness degradation events (SD = 6.1%), and full compliance with EU AI Act Article 9 lifecycle risk management and Article 14 human oversight requirements across all three systems. The study contributes the COAAI architecture specification, an Adaptation Oversight Maturity Model (AOMM), and empirical evidence for continuous oversight…
subject: Articles
  topic: section
subject: adaptive AI
  topic: keywords
subject: continuous oversight
  topic: keywords
subject: human oversight
  topic: keywords
subject: model drift
  topic: keywords
subject: adaptation monitoring
  topic: keywords
subject: responsible AI
  topic: keywords
subject: EU AI Act
  topic: keywords
subject: lifecycle governance
  topic: keywords
creator: Clara Klein
creator: Nina Nowak
rights: Copyright (c) 2025 https://creativecommons.org/licenses/by/4.0
date: 2025-09-25
publication date: 2025-09-25
starting page: 9
ending page: 16
doi: 10.5281/

Collaborative Human-AI Decision Frameworks for Responsible Outcomes
type: item
description: Collaborative human-AI decision-making -- structured processes in which human judgement and AI analytical capabilities are integrated to produce decisions that neither could achieve alone -- represents a promising paradigm for responsible AI deployment in high-stakes domains. Unlike human-in-the-loop architectures focused on oversight of AI outputs, collaborative frameworks treat human and AI as complementary cognitive agents with distinct capabilities, seeking to harness cognitive complementarity while managing the risks of automation bias, deskilling, and responsibility diffusion. This paper proposes the Collaborative Human-AI Decision (CHAD) framework, a structured methodology for designing, evaluating, and governing collaborative human-AI decision processes in high-stakes contexts. The CHAD framework comprises five components: capability mapping, complementarity optimisation, authority allocation, conflict resolution, and outcome accountability. The framework is evaluated through a mixed-methods study combining expert validation (n = 32) and a field experiment in three organisational settings -- clinical oncology decision-making, financial credit review, and urban planning -- involving 108 professional decision-makers. Field experiment results demonstrate that CHAD-structured collaboration achieves a 27.4% improvement in decision quality (measured against gold-standard outcomes; SD = 4.8%), a 34.1% improvement in decision confidence calibration (SD = 5.3%), and a 31.6% improvement in perceived decision responsibility (SD = 4.9%) compared to unstructured human-AI collaboration. The study contributes the CHAD framework specification, a Collaboration Quality Assessment (CQA) instrument, and empirical evidence that structured collaborative frameworks produce superior responsible outcomes compared to unstructured human-AI pairing.
subject: Articles
  topic: section
subject: human-AI collaboration
  topic: keywords
subject: collaborative decision-making
  topic: keywords
subject: cognitive complementarity
  topic: keywords
subject: responsible AI
  topic: keywords
subject: decision quality
  topic: keywords
subject: automation bias
  topic: keywords
subject: EU AI Act
  topic: keywords
subject: human oversight
  topic: keywords
creator: Daniel Garcia
creator: Anna Lindberg
rights: Copyright (c) 2025 https://creativecommons.org/licenses/by/4.0
date: 2025-09-20
publication date: 2025-09-20
starting page: 1
ending page: 8
doi: 10.5281/

Human-Centered Computing Models for Ethical AI Interaction
type: item
description: Human-centered computing (HCC) principles -- grounded in the primacy of human values, needs, and agency in the design and evaluation of computing systems -- provide a critical foundation for ethical AI interaction design. As AI systems increasingly mediate consequential interactions between individuals and institutions, the design of human-AI interfaces must address not only usability and efficiency but the ethical dimensions of AI interaction: transparency, user agency, dignity, and non-manipulation. This paper proposes the Human-Centered Ethical AI Interaction (HCEAI) model, a design framework integrating HCC principles with responsible AI requirements to guide the ethical design of AI-mediated interactions. The HCEAI model comprises five interaction design dimensions: transparent communication, agency preservation, dignity-respecting presentation, non-manipulative persuasion, and value-aligned personalisation. The model is evaluated through a design study and user experiment involving 144 participants across three AI interaction contexts -- health information advisory, financial planning assistant, and public service navigator. HCEAI-compliant interaction designs achieve significant improvements over conventional designs across all five ethical dimensions: a 38.4% improvement in perceived transparency (SD = 5.2%), a 31.7% improvement in perceived user agency (SD = 4.8%), and a 29.3% reduction in manipulation susceptibility (SD = 4.1%). Design dimension effectiveness varies by interaction context, with transparency communication most impactful in health advisory and agency preservation most impactful in financial planning. The study contributes the HCEAI design model, a validated Ethical AI Interaction Quality (EAIQ) evaluation instrument, and context-specific design guidelines for ethical AI interaction.
subject: Articles
  topic: section
subject: human-centered computing
  topic: keywords
subject: ethical AI interaction
  topic: keywords
subject: user agency
  topic: keywords
subject: AI transparency
  topic: keywords
subject: non-manipulation
  topic: keywords
subject: responsible AI design
  topic: keywords
subject: HCI
  topic: keywords
subject: EU AI Act
  topic: keywords
creator: Elena Moreau
creator: Lukas Popescu
rights: Copyright (c) 2025 https://creativecommons.org/licenses/by/4.0
date: 2025-04-15
publication date: 2025-04-15
starting page: 43
ending page: 51
doi: 10.5281/

Human-in-the-Loop Architectures for Responsible AI Governance
type: item
description: Human-in-the-loop (HITL) architectures -- system designs that structurally incorporate human judgement, oversight, and intervention within AI decision processes -- are widely advocated as a primary mechanism for responsible AI governance. However, the term encompasses a heterogeneous range of architectural patterns, from nominal human involvement that provides no meaningful oversight to deeply integrated collaborative decision-making that genuinely distributes authority between human and AI. This paper develops a comprehensive taxonomy of eight HITL architectural patterns organised across two dimensions -- intervention depth (monitoring, advisory, approval, co-decision) and intervention timing (pre-decision, in-decision, post-decision) -- and evaluates their governance effectiveness through a mixed-methods study involving expert assessment and a longitudinal analysis of 26 operational AI systems with documented HITL implementations. Expert consensus (n = 36, Kendall W = 0.77) identifies co-decision and approval-tier patterns as most effective for responsible AI governance in high-stakes contexts. Longitudinal analysis demonstrates that HITL implementation depth is significantly associated with reduced governance incidents: deep HITL systems (co-decision or approval tier) exhibit 44.6% fewer governance incidents than shallow HITL systems (monitoring or advisory tier) over a 12-month observation period (IRR = 0.55, 95% CI: 0.44-0.70, p < 0.001). Critically, nominal HITL implementations -- those providing human involvement without meaningful oversight authority -- show no statistically significant governance benefit compared to fully automated systems. The study contributes a validated HITL taxonomy, a HITL Governance Effectiveness Scale, and design principles for meaningful rather than nominal human oversight.
subject: Articles
  topic: section
subject: human-in-the-loop
  topic: keywords
subject: AI governance
  topic: keywords
subject: human oversight
  topic: keywords
subject: responsible AI
  topic: keywords
subject: HITL architecture
  topic: keywords
subject: EU AI Act
  topic: keywords
subject: automation bias
  topic: keywords
subject: meaningful oversight
  topic: keywords
creator: Noah Ivanov
creator: Amelia Popescu
rights: Copyright (c) 2025 https://creativecommons.org/licenses/by/4.0
date: 2025-05-20
publication date: 2025-05-20
starting page: 34
ending page: 42
doi: 10.5281/

Ethical Risk Assessment Models for AI-Based Decision Platforms
type: item
description: AI-based decision platforms -- integrated systems in which one or more machine learning models drive or inform consequential decisions at scale -- present ethical risks that transcend those of individual model components, arising from platform-level properties including decision aggregation, feedback loop dynamics, multi-stakeholder value conflicts, and systemic impact concentration. Existing AI risk assessment approaches address individual model risk but lack frameworks for evaluating the emergent ethical risks of decision platforms as integrated sociotechnical systems. This paper proposes the Ethical Risk Assessment Model for AI Platforms (ERAMP), a structured risk assessment methodology adapted from ISO 31000 risk management principles and extended with four platform-specific ethical risk dimensions: aggregation risk, feedback amplification risk, value conflict risk, and systemic impact risk. ERAMP is evaluated through application to 18 AI-based decision platforms across healthcare, financial services, public administration, and smart-city domains, benchmarked against the EU AI Act conformity assessment requirements and the NIST AI Risk Management Framework. ERAMP assessments identify a mean of 7.4 ethical risk factors per platform (SD = 2.1), of which 34.2% were classified as Critical or High severity. Platforms implementing ERAMP recommendations over a six-month follow-up period achieved a 48.3% reduction in Critical and High risk factor count (SD = 6.7%). The study contributes the ERAMP specification, a platform-level ethical risk taxonomy, a validated risk scoring instrument, and empirical evidence that structured ethical risk assessment produces measurable platform-level risk reduction.
subject: Articles
  topic: section
subject: ethical risk assessment
  topic: keywords
subject: AI decision platforms
  topic: keywords
subject: platform ethics
  topic: keywords
subject: risk management
  topic: keywords
subject: EU AI Act
  topic: keywords
subject: NIST AI RMF
  topic: keywords
subject: responsible AI
  topic: keywords
subject: sociotechnical systems
  topic: keywords
creator: Eva Petrov
creator: Hugo Schmidt
rights: Copyright (c) 2025 https://creativecommons.org/licenses/by/4.0
date: 2025-06-30
publication date: 2025-06-30
starting page: 26
ending page: 33
doi: 10.5281/

Computational Approaches to Detect and Mitigate Algorithmic Bias
type: item
description: Algorithmic bias -- the systematic and unjustifiable differential treatment of individuals based on protected characteristics such as race, gender, age, or disability -- pervades deployed machine learning systems and constitutes one of the primary technical challenges of responsible AI. While individual detection metrics and mitigation algorithms have been extensively studied, a comprehensive computational framework integrating bias detection across multiple fairness criteria, mitigation method selection, and post-mitigation verification remains absent. This paper proposes the Bias Detection and Mitigation Suite (BDMS), a modular computational framework comprising four integrated components: a Multi-Metric Bias Scanner (MMBS) computing fifteen fairness metrics across all protected attributes and intersectional subgroups; an Automated Mitigation Recommender (AMR) that selects optimal mitigation strategies using a constraint-satisfaction algorithm aligned with domain-specific fairness obligation profiles; a Mitigation Effectiveness Verifier (MEV) that evaluates post-mitigation outcomes against pre- specified fairness targets; and a Bias Audit Reporter (BAR) generating EU AI Act-compliant audit documentation. The BDMS is evaluated on 20 benchmark datasets across five domains and compared against three existing bias toolkits. Results demonstrate that BDMS achieves a 23.7% higher mean intersectional fairness improvement than single- criterion tools (p < 0.001) and a 31.4% lower false-negative rate for bias detection (detecting previously undetected bias in 8 of 20 datasets). The AMR recommendation accuracy is 84.6% (SD = 6.2%) against expert-panel ground truth. The BDMS contributes a replicable open-source computational toolkit, a 15-metric fairness evaluation standard, and an intersectional bias detection methodology for responsible AI practice.
subject: Articles
  topic: section
subject: algorithmic bias detection
  topic: keywords
subject: bias mitigation
  topic: keywords
subject: fairness metrics
  topic: keywords
subject: intersectional fairness
  topic: keywords
subject: responsible AI
  topic: keywords
subject: EU AI Act
  topic: keywords
subject: bias toolkit
  topic: keywords
subject: automated mitigation
  topic: keywords
creator: Isabella Lindberg
creator: Eva Kovacs
creator: Marta Muller
rights: Copyright (c) 2025 https://creativecommons.org/licenses/by/4.0
date: 2025-06-28
publication date: 2025-06-28
starting page: 18
ending page: 25
doi: 10.5281/

Accountability Mechanisms in Automated Decision Systems
type: item
description: Accountability in automated decision systems (ADS) -- the capacity to identify responsible parties, trace decision causation, and enable meaningful redress for individuals adversely affected by algorithmic decisions -- is a foundational requirement of responsible AI governance yet remains incompletely operationalised in both technical architectures and regulatory instruments. This paper proposes a comprehensive Accountability Mechanism Framework (AMF) for ADS, comprising seven accountability mechanism classes -- traceability, auditability, explainability, contestability, human oversight, liability assignment, and redress enablement -- each specified with technical implementation requirements, organisational governance requirements, and regulatory compliance criteria. The AMF is evaluated through a mixed-methods study combining a structured assessment of 30 operational ADS across healthcare, financial services, criminal justice, public administration, and employment domains, and a survey of 94 stakeholders (affected individuals, domain experts, legal practitioners, and AI developers) on accountability mechanism adequacy. AMF assessment scores reveal that traceability (mean AMF-T = 6.8/10) and auditability (mean AMF-A = 6.4/10) are the strongest-implemented mechanisms across domains, while contestability (mean = 3.9/10) and redress enablement (mean = 3.4/10) are the weakest. Stakeholder survey results confirm a significant accountability perception gap: developers rate mechanism adequacy 2.1 points higher on average than affected individuals across all seven mechanisms (p < 0.001). The study contributes the AMF specification, a validated Accountability Adequacy Index (AAI), and a stakeholder-inclusive evaluation methodology for responsible ADS governance.
subject: Articles
  topic: section
subject: accountability
  topic: keywords
subject: automated decision systems
  topic: keywords
subject: algorithmic accountability
  topic: keywords
subject: contestability
  topic: keywords
subject: redress
  topic: keywords
subject: human oversight
  topic: keywords
subject: EU AI Act
  topic: keywords
subject: responsible AI
  topic: keywords
creator: Noah Popescu
creator: Clara Costa
creator: Clara Garcia
rights: Copyright (c) 2025 https://creativecommons.org/licenses/by/4.0
date: 2025-06-25
publication date: 2025-06-25
starting page: 9
ending page: 17
doi: 10.5281/

Bias Auditing Frameworks for Machine Learning Pipelines
type: item
description: Bias in machine learning pipelines -- arising at data collection, preprocessing, feature engineering, model training, and deployment stages -- represents one of the most consequential and pervasive sources of ethical failure in deployed AI systems. Bias auditing, the systematic inspection of ML pipeline stages and outputs for discriminatory patterns, is mandated by the EU AI Act (2024) Article 10 for high-risk AI systems yet remains poorly standardised in practice. This paper proposes the Pipeline Bias Audit Framework (PBAF), a structured, stage-by-stage auditing methodology covering six ML pipeline stages: data collection, data preprocessing, feature engineering, model training, model evaluation, and deployment monitoring. The PBAF specifies nineteen bias indicators, each with a formal detection method, a severity classification, and a remediation strategy, organised into a replicable audit protocol. The PBAF is evaluated through application to 24 real ML pipelines drawn from six industry sectors, with audit results compared against a gold-standard expert panel assessment. PBAF audits achieve a mean bias indicator detection rate of 87.4% (SD = 5.8%) relative to expert panel ground truth, a false positive rate of 6.2% (SD = 1.9%), and a mean audit completion time of 3.4 hours per pipeline (SD = 0.8). Post-audit remediation following PBAF recommendations reduced the mean bias indicator count from 4.7 to 1.6 per pipeline (65.9% reduction) over a 90-day follow-up period. The study contributes the PBAF specification, a bias indicator catalogue, and an empirical benchmark for ML pipeline bias auditing practice.
subject: Articles
  topic: section
subject: bias auditing
  topic: keywords
subject: ML pipeline
  topic: keywords
subject: algorithmic fairness
  topic: keywords
subject: responsible AI
  topic: keywords
subject: bias detection
  topic: keywords
subject: EU AI Act
  topic: keywords
subject: data governance
  topic: keywords
subject: fairness metrics
  topic: keywords
creator: Jonas Horvath
creator: Marco Nowak
creator: Daniel Popescu
rights: Copyright (c) 2025 https://creativecommons.org/licenses/by/4.0
date: 2025-06-20
publication date: 2025-06-20
starting page: 1
ending page: 8
doi: 10.5281/

Fairness-Aware Learning Algorithms for Responsible Decision Making
type: item
description: Fairness-aware learning algorithms seek to produce predictive models that satisfy formal fairness criteria -- including demographic parity, equalised odds, and counterfactual fairness -- while preserving predictive utility. Despite considerable algorithmic progress, the practical deployment of fairness-aware learning in real-world decision systems faces three persistent challenges: the multiplicity problem (no single algorithm simultaneously satisfies all fairness criteria in all contexts), the accuracy-fairness trade-off (fairness constraints typically reduce predictive accuracy), and the context-dependency problem (optimal algorithm selection depends on domain-specific ethical and legal requirements). This paper presents a systematic comparative evaluation of eight fairness-aware learning algorithms across four deployment domains -- credit scoring, clinical triage, recidivism prediction, and university admissions -- using a multi-criteria evaluation framework assessing five fairness metrics, two accuracy metrics, and three robustness metrics across n = 16 benchmark datasets. Results demonstrate that no algorithm dominates across all criteria: adversarial debiasing achieves the best mean demographic parity difference (DPD = 0.031, SD = 0.008) but the highest accuracy cost (mean AUC reduction = 4.7%), while prejudice remover achieves moderate fairness improvement with minimal accuracy cost. A Pareto-optimal algorithm selection framework is introduced, mapping domain-specific fairness obligation profiles to optimal algorithm choices. The study contributes a replicable benchmark methodology, a fairness-accuracy-robustness evaluation dashboard, and a decision support tool for algorithm selection aligned with EU AI Act non-discrimination requirements.
subject: Articles
  topic: section
subject: fairness-aware learning
  topic: keywords
subject: algorithmic fairness
  topic: keywords
subject: demographic parity
  topic: keywords
subject: equalised odds
  topic: keywords
subject: accuracy-fairness trade-off
  topic: keywords
subject: responsible decision making
  topic: keywords
subject: EU AI Act
  topic: keywords
subject: bias mitigation
  topic: keywords
creator: Pierre Kovacs
creator: Pierre Muller
creator: Lukas Hansen
rights: Copyright (c) 2025 https://creativecommons.org/licenses/by/4.0
date: 2025-03-31
publication date: 2025-03-31
starting page: 35
ending page: 42
doi: 10.5281/

Human-Understandable Representations for Complex AI Decisions
type: item
description: Complex AI decision systems -- encompassing deep neural networks, large language models, and ensemble architectures -- produce outputs of considerable practical consequence yet generate internal representations that are fundamentally inaccessible to human cognition in their raw form. Human- understandable representations (HURs) are structured reformulations of model-internal information designed to align with human cognitive schemas, domain knowledge, and explanation needs, enabling meaningful human oversight and accountability for AI-assisted decisions. Despite extensive research on explainability methods, the systematic design of HURs -- as distinct from the application of generic attribution techniques -- has received limited attention. This paper proposes a HUR design framework comprising four representation classes (contrastive, causal, conceptual, and narrative) and evaluates their cognitive effectiveness through a user study involving 186 participants across three professional domains: clinical medicine (n = 62), financial advising (n = 62), and legal practice (n = 62). Participants assessed AI decisions with and without HURs across four cognitive effectiveness dimensions: comprehension accuracy, decision confidence calibration, appropriate reliance, and perceived fairness. Results demonstrate that HUR-supported conditions achieve a 41.8% improvement in comprehension accuracy (SD = 6.2%), a 33.5% improvement in decision confidence calibration (SD = 5.4%), and a 27.6% improvement in appropriate reliance (SD = 4.9%) relative to no-HUR controls. Representation class effectiveness is domain-dependent: contrastive HURs are most effective in legal contexts, causal HURs in clinical contexts, and conceptual HURs in financial contexts. The study contributes the HUR design framework, domain-specific design guidelines, and a validated HUR evaluation instrument.
subject: Articles
  topic: section
subject: human-understandable representations
  topic: keywords
subject: AI explainability
  topic: keywords
subject: cognitive effectiveness
  topic: keywords
subject: contrastive explanations
  topic: keywords
subject: causal explanations
  topic: keywords
subject: human oversight
  topic: keywords
subject: responsible AI
  topic: keywords
subject: EU AI Act
  topic: keywords
creator: Laura Klein
creator: Helena Klein
creator: Marta Kovacs
rights: Copyright (c) 2025 https://creativecommons.org/licenses/by/4.0
date: 2025-03-28
publication date: 2025-03-28
starting page: 27
ending page: 34
doi: 10.5281/

Explainability-Driven Debugging of Ethical Failures in AI Systems
type: item
description: Ethical failures in deployed AI systems -- encompassing discriminatory outputs, unjustified adverse decisions, privacy violations, and unsafe behaviour -- are frequently detected through post-deployment monitoring, user complaints, or external audits, yet the root causes of these failures are rarely systematically diagnosed and remediated. Explainability methods, originally developed to provide interpretable accounts of individual predictions, offer an underexplored capability as diagnostic tools for identifying the architectural, data, and training-process causes of ethical failures. This paper proposes the Explainability-Driven Ethical Debugging (XDED) methodology, a structured six-step process for diagnosing and remediating ethical failures in AI systems using explainability techniques as primary diagnostic instruments. The XDED methodology is evaluated through a case study analysis of 22 documented ethical AI failures drawn from healthcare, financial services, criminal justice, and recruitment domains, and through a controlled experiment involving 14 AI development teams applying XDED versus conventional debugging approaches to seeded ethical failures in three classification models. Controlled experiment results demonstrate that XDED-applying teams achieve a 52.4% higher rate of correct root-cause identification (XDED: 79.6%, SD = 7.3%; conventional: 52.2%, SD = 9.1%; p < 0.001) and a 38.7% reduction in time-to-remediation (XDED mean: 4.2 hours, SD = 0.9; conventional: 6.9 hours, SD = 1.4; p < 0.001). The study contributes the XDED methodology specification, a taxonomy of ethical failure root causes diagnosable through explainability, and empirical evidence for explainability as a practical ethical debugging tool.
subject: Articles
  topic: section
subject: explainability-driven debugging
  topic: keywords
subject: ethical AI failures
  topic: keywords
subject: responsible AI
  topic: keywords
subject: root cause analysis
  topic: keywords
subject: SHAP
  topic: keywords
subject: fairness debugging
  topic: keywords
subject: AI transparency
  topic: keywords
subject: EU AI Act
  topic: keywords
creator: Hugo Dubois
rights: Copyright (c) 2025 https://creativecommons.org/licenses/by/4.0
date: 2025-03-25
publication date: 2025-03-25
starting page: 19
ending page: 26
doi: 10.5281/

Model Transparency Metrics for Responsible AI Evaluation
type: item
description: Model transparency -- the degree to which an AI system's internal logic, decision process, and performance characteristics can be understood, verified, and communicated to relevant stakeholders -- is widely recognised as a foundational property of responsible AI. However, the field lacks a validated, comprehensive set of quantitative metrics for measuring transparency across its multiple dimensions, impeding systematic evaluation, benchmarking, and regulatory compliance verification. This paper proposes the Model Transparency Metric Suite (MTMS), a validated collection of nineteen metrics organised under five transparency dimensions: algorithmic transparency, data transparency, outcome transparency, process transparency, and governance transparency. Each metric is operationalised with a formal definition, measurement protocol, and normative threshold derived from regulatory requirements and expert consensus. The MTMS is validated through a psychometric study involving 44 responsible AI evaluators from eleven institutions and applied to benchmark evaluation of 28 publicly documented AI systems across healthcare, finance, law enforcement, and social media content moderation domains. Psychometric validation confirms strong inter-rater reliability (mean ICC = 0.84, 95% CI: 0.79-0.89) and convergent validity with existing transparency assessment instruments (r = 0.76, p < 0.001). Benchmark results reveal substantial variation in transparency profiles across systems and domains, with healthcare AI achieving the highest aggregate MTMS scores (mean = 71.4/100, SD = 8.3) and law enforcement AI the lowest (mean = 42.6/100, SD = 11.7). The MTMS contributes a standardised, psychometrically validated instrument for responsible AI transparency evaluation, directly applicable to EU AI Act Article 13 conformity assessment.
subject: Articles
  topic: section
subject: model transparency
  topic: keywords
subject: responsible AI evaluation
  topic: keywords
subject: transparency metrics
  topic: keywords
subject: algorithmic transparency
  topic: keywords
subject: AI benchmarking
  topic: keywords
subject: EU AI Act
  topic: keywords
subject: explainability
  topic: keywords
subject: accountability
  topic: keywords
creator: Lukas Hansen
rights: Copyright (c) 2025 https://creativecommons.org/licenses/by/4.0
date: 2025-03-22
publication date: 2025-03-22
starting page: 10
ending page: 18
doi: 10.5281/

Interpretable Machine Learning Frameworks for Ethical AI Deployment
type: item
description: Interpretable machine learning (IML) has emerged as a critical enabler of ethical AI deployment, providing the technical mechanisms through which the opacity of complex models can be reconciled with the transparency, accountability, and non-discrimination obligations mandated by contemporary AI governance frameworks. Despite a proliferation of IML methods -- including inherently interpretable models, post-hoc explanation techniques, and hybrid architectures -- no consensus framework exists for selecting, integrating, and evaluating IML methods in the context of ethical AI deployment requirements. This paper proposes the Interpretable Machine Learning Deployment Framework (IMLDF), a structured methodology for aligning IML method selection with domain-specific ethical obligations, stakeholder explanation needs, and regulatory compliance criteria. The IMLDF is evaluated through a mixed-methods study combining a Delphi expert consensus process (n = 38 ML practitioners and ethics researchers across twelve countries) and a retrospective audit of 32 deployed AI systems across healthcare, financial services, criminal justice, and education domains. Expert consensus confirms strong agreement on IMLDF principle importance (Kendall W = 0.79, p < 0.001). Retrospective audit results demonstrate that IMLDF-aligned deployments exhibit a 46.1% lower rate of post-deployment ethics incidents involving transparency failures compared to non-aligned deployments (IRR = 0.54, 95% CI: 0.43-0.68, p < 0.001). The paper contributes the IMLDF specification, a validated IML-ethics alignment matrix, and a regulatory mapping tool for EU AI Act and GDPR compliance.
subject: Articles
  topic: section
subject: interpretable machine learning
  topic: keywords
subject: ethical AI deployment
  topic: keywords
subject: explainability
  topic: keywords
subject: transparency
  topic: keywords
subject: IML framework
  topic: keywords
subject: EU AI Act
  topic: keywords
subject: GDPR
  topic: keywords
subject: responsible AI
  topic: keywords
creator: Anna Ivanov
rights: Copyright (c) 2025 https://creativecommons.org/licenses/by/4.0
date: 2025-03-20
publication date: 2025-03-20
starting page: 1
ending page: 9
doi: 10.5281/

Explainable Deep Learning Models for High-Stakes Decision Systems
type: item
description: Deep learning models have achieved state-of-the-art predictive performance across a broad range of high-stakes decision domains -- including clinical diagnosis, credit scoring, recidivism prediction, and autonomous vehicle control -- yet their intrinsic opacity remains a fundamental barrier to deployment in regulated and accountability-sensitive contexts. Explainability, broadly defined as the capacity of a model to produce human-interpretable accounts of its predictions, is now a legal requirement under the EU Artificial Intelligence Act (2024) and the General Data Protection Regulation for AI systems making decisions with significant effects on individuals. This paper presents a systematic comparative evaluation of six explainability methods applied to deep learning models across three high-stakes domains: clinical image classification (chest X-ray pathology detection), tabular credit risk scoring, and natural language processing (NLP)-based legal document classification. A total of 18 deep learning model-explainer combinations (six explainers applied to three domain models) are evaluated using a four-dimensional explainability quality framework comprising fidelity, comprehensibility, stability, and actionability. Quantitative results demonstrate substantial variation in explainability quality across methods and domains: gradient-based methods (Integrated Gradients, GradCAM) achieve the highest fidelity scores in image domains (mean fidelity = 0.84, SD = 0.06) but poor stability in NLP contexts (mean stability = 0.51, SD = 0.09). Perturbation-based methods (SHAP, LIME) achieve higher comprehensibility and stability across domains (mean = 0.79, SD = 0.07) but lower fidelity in complex image tasks (mean = 0.67, SD = 0.10). The study contributes a domain-stratified explainability benchmark, a practitioner selection guide mapping explainer methods to domain requirements, and empirical guidance for EU AI Act Article 13 transparency compliance in deep learning systems.
subject: Articles
  topic: section
subject: explainable AI
  topic: keywords
subject: deep learning
  topic: keywords
subject: interpretability
  topic: keywords
subject: SHAP
  topic: keywords
subject: LIME
  topic: keywords
subject: Integrated Gradients
  topic: keywords
subject: GradCAM
  topic: keywords
subject: high-stakes AI
  topic: keywords
subject: EU AI Act
  topic: keywords
subject: transparency
  topic: keywords
creator: Pierre Nowak
rights: Copyright (c) 2024 https://creativecommons.org/licenses/by/4.0
date: 2024-03-20
publication date: 2024-03-20
starting page: 9
ending page: 17
doi: 10.5281/

Computational Architectures for Responsible Autonomous Systems
type: item
description: Responsible autonomous systems (RAS) -- including autonomous vehicles, robotic assistants, and AI-driven decision agents -- must satisfy stringent requirements for safety, explainability, human oversight, and value alignment in dynamic, uncertain real-world environments. Existing autonomous system architectures prioritise performance and efficiency but lack principled mechanisms for embedding responsibility properties at the computational architecture level. This paper proposes and evaluates the Responsibility-Aware Architecture (RAA) framework, which augments classical deliberative-reactive autonomous system architectures with four responsibility modules: a Safety Envelope Monitor (SEM), an Explainable Decision Logger (EDL), a Human Override Controller (HOC), and a Value Alignment Verifier (VAV). The RAA framework is evaluated through simulation experiments on three autonomous system testbeds -- urban navigation, warehouse robotics, and clinical decision agent -- and through expert assessment by 28 autonomous systems engineers. Simulation results demonstrate that RAA-equipped systems achieve a 38.6% reduction in safety-critical incidents (SD = 4.9%), a 44.2% improvement in decision explainability scores (SD = 5.8%), and a 27.3% improvement in value alignment consistency (SD = 3.7%) relative to standard architectures. Expert assessment confirms high perceived utility of all four RAA modules (mean rating = 4.3/5.0, SD = 0.6). The study contributes a reference RAA specification, a responsibility testbed benchmark suite, and empirical evidence for computational architecture as a primary mechanism for responsible autonomous system design.
subject: Articles
  topic: section
subject: responsible autonomous systems
  topic: keywords
subject: computational architecture
  topic: keywords
subject: safety envelope
  topic: keywords
subject: explainability
  topic: keywords
subject: human oversight
  topic: keywords
subject: value alignment
  topic: keywords
subject: autonomous AI
  topic: keywords
subject: EU AI Act
  topic: keywords
creator: Laura Klein
creator: Elena Rossi
rights: Copyright (c) 2024 https://creativecommons.org/licenses/by/4.0
date: 2024-12-20
publication date: 2024-12-20
starting page: 10
ending page: 18
doi: 10.5281/

Embedding Ethical Constraints into End-to-End AI Pipelines
type: item
description: End-to-end artificial intelligence (AI) pipelines -- spanning data ingestion, feature engineering, model training, serving, and monitoring -- introduce multiple stages at which ethical violations may emerge, propagate, or amplify. Existing approaches to AI ethics largely address individual pipeline stages in isolation, leaving cross-stage ethical constraint propagation and inter-stage dependency management underexplored. This paper proposes the Ethical Constraint Propagation (ECP) framework, a principled approach to embedding fairness, transparency, privacy, and accountability constraints across all stages of end-to-end AI pipelines through explicit constraint declaration, automated propagation, and stage-level verification gates. The ECP framework is evaluated on n = 20 production AI pipelines drawn from four industry sectors -- healthcare, finance, retail recommendation, and smart infrastructure -- through a combination of static pipeline audit and six-month longitudinal monitoring. Pipelines adopting the full ECP framework exhibited a 43.8% reduction in cross-stage ethical violations (SD = 5.1%) and a 31.4% improvement in end-to-end fairness consistency (SD = 4.6%) relative to unmodified baselines. Privacy constraint leakage -- defined as privacy guarantees established at the data ingestion stage failing to propagate to downstream serving components -- was eliminated in all ECP-compliant pipelines. The study contributes the ECP framework specification, a constraint propagation graph formalism, and an empirical benchmark dataset for ethical AI pipeline evaluation.
subject: Articles
  topic: section
subject: ethical AI pipelines
  topic: keywords
subject: constraint propagation
  topic: keywords
subject: fairness
  topic: keywords
subject: privacy
  topic: keywords
subject: end-to-end AI
  topic: keywords
subject: responsible AI
  topic: keywords
subject: pipeline audit
  topic: keywords
subject: EU AI Act
  topic: keywords
creator: Daniel Dubois
creator: Nina Costa
rights: Copyright (c) 2024 https://creativecommons.org/licenses/by/4.0
date: 2024-10-15
publication date: 2024-10-15
starting page: 1
ending page: 9
doi: 10.5281/

Ethics-Aware Software Engineering Frameworks for AI Applications
type: item
description: The integration of artificial intelligence (AI) into software-intensive systems demands that software engineering (SE) practice evolve to encompass ethical properties including fairness, transparency, explainability, and harm avoidance. Despite widespread scholarly consensus, existing SE frameworks offer limited operational guidance for embedding ethical requirements throughout the software development lifecycle (SDLC). This study proposes and empirically evaluates an Ethics-Aware Software Engineering (EASE) framework extending established SE practices with ethics-specific processes, artefacts, and verification criteria. The EASE framework is evaluated through a controlled study involving 18 professional SE teams (n = 162 engineers) from six European organisations developing AI-enabled products across healthcare, finance, and smart-city domains. Teams adopting EASE achieved a 41.3% reduction in ethics-related defects, a 29.6% improvement in stakeholder fairness satisfaction, and a 22.4% reduction in time-to-ethics-review per sprint. The study contributes a replicable framework, a validated ethics-requirements taxonomy, and empirical benchmarks for AI software engineering practice and regulatory compliance.
subject: Articles
  topic: section
subject: ethics-aware software engineering
  topic: keywords
subject: AI software development
  topic: keywords
subject: responsible AI
  topic: keywords
subject: requirements engineering
  topic: keywords
subject: SDLC
  topic: keywords
subject: fairness
  topic: keywords
subject: algorithmic transparency
  topic: keywords
subject: EU AI Act
  topic: keywords
creator: Isabella Lindberg
creator: Oscar Petrov
rights: Copyright (c) 2024 https://creativecommons.org/licenses/by/4.0
date: 2024-06-15
publication date: 2024-06-15
starting page: 1
ending page: 9
doi: 10.5281/

Responsible-by-Design Architectures for Large-Scale AI Systems
type: item
description: The rapid deployment of large-scale artificial intelligence systems across critical societal domains necessitates architectural frameworks that embed responsibility intrinsically rather than as post-hoc compliance overlays. This study presents a Responsible-by-Design (RbD) architectural paradigm grounded in five core pillars: transparency, fairness, robustness, privacy-preservation, and accountability. We evaluate the RbD framework across three deployment contexts (healthcare decision support, financial risk assessment, and public-sector resource allocation) using a multi-criteria scoring protocol applied to n = 24 architectural configurations. Quantitative analysis reveals that RbD-compliant architectures achieve a mean fairness-score improvement of 34.7% and a robustness index gain of 28.3% relative to baseline systems, while incurring a computational overhead of only 11.4% on average. Findings demonstrate that embedding ethical constraints at the model-design stage substantially reduces downstream bias amplification and adversarial vulnerability without prohibitive performance costs. The paper contributes a reference architecture blueprint, an evaluation rubric aligned with EU AI Act requirements, and empirical benchmarks for responsible AI governance.
subject: Articles
  topic: section
subject: responsible AI
  topic: keywords
subject: AI architecture
  topic: keywords
subject: fairness
  topic: keywords
subject: transparency
  topic: keywords
subject: robustness
  topic: keywords
subject: EU AI Act
  topic: keywords
subject: large-scale AI systems
  topic: keywords
subject: algorithmic accountability
  topic: keywords
creator: Ivan Ivanov
creator: Sofia Novak
rights: Copyright (c) 2024 https://creativecommons.org/licenses/by/4.0
date: 2024-03-15
publication date: 2024-03-15
starting page: 1
ending page: 8
doi: 10.5281/

System-Level Design Principles for Trustworthy Artificial Intelligence
type: item
description: Trustworthy artificial intelligence (TAI) demands that AI systems satisfy a constellation of system-level properties -- safety, reliability, fairness, transparency, privacy, and human oversight -- in a coherent, verifiable, and maintainable manner across their operational lifetime. This paper derives and empirically validates twelve System-Level Design Principles (SLDPs) for TAI, organised under four architectural layers: data, model, integration, and governance. The SLDPs are evaluated through a cross-sectional expert assessment involving 42 AI system architects from nine countries and a longitudinal deployment study tracking 16 AI systems across healthcare, autonomous systems, and financial services domains over 18 months. Expert consensus confirms strong agreement on principle importance (mean Kendall W = 0.81, p < 0.001). Longitudinal analysis demonstrates that systems implementing eight or more SLDPs exhibit a 47.2% lower rate of trust-critical incidents compared to systems implementing fewer than four (IRR = 0.53, 95% CI: 0.41-0.68, p < 0.001). The study contributes a consolidated SLDP catalogue, a TAI System Maturity Index (TSMI), and practical guidance for operationalising EU AI Act and NIST AI RMF requirements.
subject: Articles
  topic: section
subject: trustworthy AI
  topic: keywords
subject: system design principles
  topic: keywords
subject: AI safety
  topic: keywords
subject: AI governance
  topic: keywords
subject: architectural patterns
  topic: keywords
subject: EU AI Act
  topic: keywords
subject: NIST AI RMF
  topic: keywords
subject: AI system maturity
  topic: keywords
creator: Daniel Costa
creator: Marco Popescu2
rights: Copyright (c) 2024
date: 2024-09-15
publication date: 2024-09-15
starting page: 1
ending page: 8